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LORILLARD TOBACCO CO. et al.
v.
REILLY, ATTORNEY GENERAL OF MASSACHUSETTS, et al.
Nos. 00-596 and 00-597
United States Supreme Court.
Argued April 25, 2001
Decided June 28, 2001 [FN1]
Syllabus [FN*]
FN* The syllabus constitutes no part
of the opinion of the Court but has been prepared by the Reporter of Decisions
for the convenience of the reader. See
United States v. Detroit Timber & Lumber Co., 200 U. S. 321, 337.
After the Attorney General of Massachusetts (Attorney General)
promulgated comprehensive regulations governing the
advertising and sale of cigarettes, smokeless tobacco , and cigars,
petitioners, a group of tobacco manufacturers and retailers,
filed this suit asserting, among other things, the Supremacy
Clause claim that the cigarette advertising regulations are pre-empted
by the Federal Cigarette Labeling and Advertising Act (FCLAA),
which prescribes mandatory health warnings for cigarette
packaging and advertising, 15 U. S. C. §1333, and pre-empts
similar state regulations, §1334(b); and a claim that the regulations
violate the First and Fourteenth Amendments to the Federal Constitution.
In large measure, the District Court upheld the
regulations. Among its rulings, the court held that restrictions
on the location of advertising were not pre-empted by the FCLAA,
and that neither the regulations prohibiting outdoor advertising
within 1,000 feet of a school or playground nor the sales practices
regulations restricting the location and distribution of tobacco
products violated the First Amendment. The court ruled, however,
that the point-of-sale advertising regulations requiring that
indoor advertising be placed no lower than five feet from the floor were
invalid because the Attorney General had not provided sufficient
justification for that restriction. The First Circuit affirmed the
District Court's rulings that the cigarette advertising regulations
are not pre-empted by the FCLAA and that the outdoor
advertising regulations and the sales practices regulations do
not violate the First Amendment under Central Hudson Gas & Elec.
Corp. v. Public Serv. Comm'n of N. Y., 447 U. S. 557, but reversed
the lower court's invalidation of the point-of-sale advertising
regulations, concluding that the Attorney General is better suited
than courts to determine what restrictions are necessary.
Held:
1. The FCLAA pre-empts Massachusetts' regulations governing outdoor
and point- of-sale cigarette advertising. Pp. 9-23.
(a) The FCLAA's pre-emption provision, §1334, prohibits
(a) requiring cigarette packages to bear any 'statement relating to
smoking and health, other than the statement required by' §1333,
and (b) any 'requirement or prohibition based on smoking and
health ... imposed under state law with respect to the advertising
or promotion of any cigarettes the packages of which are
labeled in conformity with' §1333. The Court's analysis
begins with the statute's language. Hughes Aircraft Co. v. Jacobson, 525
U. S. 432, 438. The statute's interpretation is aided by considering
the predecessor pre-emption provision and the context in which
the current language was adopted. See, e.g., Medtronic, Inc.
v. Lohr, 518 U. S. 470, 486. The original provision simply prohibited
any 'statement relating to smoking and health ... in the advertising
of any cigarettes the packages of which are labeled in
conformity with the [Act's] provisions.' Without question, the
current pre-emption provision's plain language is much broader.
Cipollone v. Liggett Group, Inc.,505 U. S. 504, 520. Rather than
preventing only 'statements,' the amended provision reaches all
'requirement[s] or prohibition[s] ... imposed under State law.'
And, although the former statute reached only statements 'in the
advertising,' the current provision governs 'with respect to
the advertising or promotion' of cigarettes. At the same time that
Congress expanded the pre-emption provision with respect to the
States, it enacted a provision prohibiting cigarette advertising in
electronic media altogether. Pp. 10-15.
(b) Congress pre-empted state cigarette advertising regulations
like the Attorney General's because they would upset federal
legislative choices to require specific warnings and to impose
the ban on cigarette advertising in electronic media in order to
address concerns about smoking and health. In holding that the
FCLAA does not nullify the Massachusetts regulations, the First
Circuit concentrated on whether they are 'with respect to' advertising
and promotion, concluding that the FCLAA only pre-empts
regulations of the content of cigarette advertising. The court
also reasoned that the regulations are a form of zoning, a traditional
area of state power, and, therefore, a presumption against pre-emption
applied, see California Div. of Labor Standards
Enforcement v. Dillingham Constr., N. A., Inc., 519 U. S. 316,
325. This Court rejects the notion that the regulations are not 'with
respect to' cigarette advertising and promotion. There is no
question about an indirect relationship between the Massachusetts
regulations and cigarette advertising: The regulations expressly
target such advertising. Id., at 324-325. The Attorney General's
argument that the regulations are not 'based on smoking and health'
since they do not involve health-related content, but instead
target youth exposure to cigarette advertising, is unpersuasive
because, at bottom, the youth exposure concern is intertwined with
the smoking and health concern. Also unavailing is the Attorney
General's claim that the regulations are not pre-empted because
they govern the location, not the content, of cigarette advertising.
The content/location distinction cannot be squared with the pre-
emption provision's language, which reaches all 'requirements'
and 'prohibitions' 'imposed under State law.' A distinction between
advertising content and location in the FCLAA also cannot be
reconciled with Congress' own location-based restriction, which
bans advertising in electronic media, but not elsewhere. The
Attorney General's assertion that a complete state ban on cigarette
advertising would not be pre-empted because Congress did not
intend to preclude local control of zoning finds no support in the
FCLAA, whose comprehensive warnings, advertising restrictions,
and pre-emption provision would make little sense if a State or
locality could simply target and ban all cigarette advertising.
Pp. 15-21.
(c) The FCLAA's pre-emption provision does not restrict States'
and localities' ability to enact generally applicable zoning
restrictions on the location and size of advertisements that
apply to cigarettes on equal terms with other products, see, e.g.,
Metromedia, Inc. v. San Diego, 453 U. S. 490, 507-508, or to
regulate conduct as it relates to the sale or use of cigarettes, as by
prohibiting cigarette sales to minors, see 42 U. S. C. §§300x-26(a)(1),
300x-21, as well as common inchoate offenses that attach
to criminal conduct, such as solicitation, conspiracy, and attempt,
cf. Central Hudson, supra, at 563-564. Pp. 21-22.
(d) Because the issue was not decided below, the Court declines
to reach the smokeless tobacco petitioners' argument that, if the
outdoor and point-of-sale advertising regulations for cigarettes
are pre-empted, then the same regulations for smokeless tobacco
must be invalidated because they cannot be severed from the cigarette
provisions. Pp. 22-23.
2. Massachusetts' outdoor and point-of-sale advertising regulations
relating to smokeless tobacco and cigars violate the First
Amendment, but the sales practices regulations relating to all
three tobacco products are constitutional. Pp. 23-41.
(a) Under Central Hudson's four-part test for analyzing regulations
of commercial speech, the Court must determine (1) whether
the expression is protected by the First Amendment, (2) whether
the asserted governmental interest is substantial, (3) whether the
regulation directly advances the governmental interest asserted,
and (4) whether it is not more extensive than is necessary to
serve that interest. 447 U. S., at 566. Only the last two steps
are at issue here. The Attorney General has assumed for summary
judgment purposes that the First Amendment protects the speech
of petitioners, none of whom contests the importance of the
State's interest in preventing the use of tobacco by minors.
The third step of Central Hudson requires that the government
demonstrate that the harms it recites are real and that its restriction
will in fact alleviate them to a material degree. Edenfield v.
Fane, 507 U. S. 761, 770-771. The fourth step of Central Hudson
requires a reasonable fit between the legislature's ends and the
means chosen to accomplish those ends, a means narrowly tailored
to achieve the desired objective. E.g., Florida Bar v. Went For
It, Inc., 515 U. S. 618, 632. Pp. 23-26.
(b) The outdoor advertising regulations prohibiting smokeless
tobacco or cigar advertising within 1,000 feet of a school or
playground violate the First Amendment. Pp. 26-38.
(1) Those regulations satisfy Central Hudson's third step by
directly advancing the governmental interest asserted to justify them.
The Court's detailed review of the record reveals that the Attorney
General has provided ample documentation of the problem
with underage use of smokeless tobacco and cigars. In addition,
the Court disagrees with petitioners' claim that there is no
evidence that preventing targeted advertising campaigns and limiting
youth exposure to advertising will decrease underage use of
those products. On the record below and in the posture of summary
judgment, it cannot be concluded that the Attorney General's
decision to regulate smokeless tobacco and cigar advertising
in an effort to combat the use of tobacco products by minors was
based on mere 'speculation and conjecture.' Edenfield, supra,
at 770. Pp. 26- 31.
(2) Whatever the strength of the Attorney General's evidence
to justify the outdoor advertising regulations, however, the
regulations do not satisfy Central Hudson's fourth step. Their
broad sweep indicates that the Attorney General did not 'carefully
calculat[e] the costs and benefits associated with the burden
on speech imposed.' Cincinnati v. Discovery Network, Inc., 507 U.
S. 410, 417. The record indicates that the regulations prohibit
advertising in a substantial portion of Massachusetts' major
metropolitan areas; in some areas, they would constitute nearly
a complete ban on the communication of truthful information. This
substantial geographical reach is compounded by other factors.
'Outdoor' advertising includes not only advertising located outside
an establishment, but also advertising inside a store if visible
from outside. Moreover, the regulations restrict advertisements of
any size, and the term advertisement also includes oral statements.
The uniformly broad sweep of the geographical limitation and
the range of communications restricted demonstrate a lack of
tailoring. The governmental interest in preventing underage
tobacco use is substantial, and even compelling, but it is no
less true that the sale and use of tobacco products by adults is a legal
activity. A speech regulation cannot unduly impinge on the speaker's
ability to propose a commercial transaction and the adult
listener's opportunity to obtain information about products.
The Attorney General has failed to show that the regulations at issue
are not more extensive than necessary. Pp. 31-36.
(c) The regulations prohibiting indoor, point-of-sale advertising
of smokeless tobacco and cigars lower than 5 feet from the floor
of a retail establishment located within 1,000 feet of a school
or playground fail both the third and fourth steps of the Central
Hudson analysis. The 5-foot rule does not seem to advance the
goals of preventing minors from using tobacco products and
curbing demand for that activity by limiting youth exposure to
advertising. Not all children are less than 5 feet tall, and those who
are can look up and take in their surroundings. Nor can the blanket
height restriction be construed as a mere regulation of
communicative action under United States v. O'Brien, 391 U. S.
367, since it is not unrelated to expression, see, e.g., Texas v.
Johnson, 491 U. S. 397, 403, but attempts to regulate directly
the communicative impact of indoor advertising. Moreover, the
restriction does not constitute a reasonable fit with the goal
of targeting tobacco advertising that entices children. Although the
First Circuit decided that the restriction's burden on speech
is very limited, there is no de minimis exception for a speech
restriction that lacks sufficient tailoring or justification.
Pp. 36-38.
(d) Assuming that petitioners have a cognizable speech interest
in a particular means of displaying their products, cf. Cincinnati v.
Discovery Network, Inc., 507 U. S. 410, the regulations requiring
retailers to place tobacco products behind counters and
requiring customers to have contact with a salesperson before
they are able to handle such a product withstand First Amendment
scrutiny. The State has demonstrated a substantial interest in
preventing access to tobacco products by minors and has adopted
an appropriately narrow means of advancing that interest. See
e.g., O'Brien, supra, at 382. Because unattended displays of such
products present an opportunity for access without the proper
age verification required by law, the State prohibits self-service and
other displays that would allow an individual to obtain tobacco
without direct contact with a salesperson. It is clear that the
regulations leave open ample communication channels. They do
not significantly impede adult access to tobacco products, and
retailers have other means of exercising any cognizable speech
interest in the presentation of their products. The Court presumes
that vendors may place empty tobacco packaging on open display,
and display actual tobacco products so long as that display is
only accessible to sales personnel. As for cigars, there is no
indication that a customer is unable to examine a cigar prior to
purchase, so long as that examination takes place through a salesperson.
Pp. 38-40.
(e) The Court declines to address the cigar petitioners' First
Amendment challenge to a regulation prohibiting sampling or
promotional giveaways of cigars and little cigars. That claim
was not sufficiently briefed and argued before this Court. Pp. 40-41.
218 F. 3d 30, affirmed in part, reversed in part, and remanded.
O'CONNOR, J., delivered the opinion of the Court, Parts I, II-C,
and II-D of which were unanimous; Parts III-A, III-C, and
III-D of which were joined by REHNQUIST, C. J., and SCALIA, KENNEDY,
SOUTER, and THOMAS, JJ.; Part III-B-1 of
which was joined by REHNQUIST, C. J., and STEVENS, SOUTER, GINSBURG,
and BREYER, JJ.; and Parts II-A, II-B,
III-B-2, and IV of which were joined by REHNQUIST, C. J., and
SCALIA, KENNEDY, and THOMAS, JJ. KENNEDY, J.,
filed an opinion concurring in part and concurring in the judgment,
in which SCALIA, J., joined. THOMAS, J., filed an opinion
concurring in part and concurring in the judgment. SOUTER, J.,
filed an opinion concurring in part and dissenting in part.
STEVENS, J., filed an opinion concurring in part, concurring
in the judgment in part, and dissenting in part, in which GINSBURG
and BREYER, JJ., joined, and in Part I of which SOUTER, J., joined.
FN1. Together with No. 00-597, Altadis
U. S. A. Inc., as Successor to Consolidated Cigar Corp. and Havatampa,
Inc., et al. v. Reilly, Attorney General
of Massachusetts, et al., also on certiorari to the same court.
ON WRITS OF CERTIORARI TO THE UNITED STATES COURT OF APPEALS FOR
THE FIRST CIRCUIT
JUSTICE O'CONNOR delivered the opinion of the Court.
LORILLARD TOBACCO COMPANY, ET AL., PETITIONERS
00-596 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF MASSACHUSETTS, ET AL.
ALTADIS U. S. A. INC., ETC., ET AL., PETITIONERS
00-597 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF MASSACHUSETTS, ET AL.
In January 1999, the Attorney General of Massachusetts promulgated
comprehensive regulations governing the advertising and
sale of cigarettes, smokeless tobacco , and cigars. 940 Code
of Mass. Regs. §§21.01-21.07, 22.01- 22.09 (2000). Petitioners,
a
group of cigarette, smokeless tobacco , and cigar manufacturers
and retailers, filed suit in Federal District Court claiming that the
regulations violate federal law and the United States Constitution.
In large measure, the District Court determined that the
regulations are valid and enforceable. The United States Court
of Appeals for the First Circuit affirmed in part and reversed in
part, concluding that the regulations are not pre- empted by
federal law and do not violate the First Amendment. The first question
presented for our review is whether certain cigarette advertising
regulations are pre-empted by the Federal Cigarette Labeling
and Advertising Act (FCLAA), 79 Stat. 282, as amended, 15 U.
S. C. §1331 et seq. The second question presented is whether
certain regulations governing the advertising and sale of tobacco
products violate the First Amendment.
I
In November 1998, Massachusetts, along with over 40 other States,
reached a landmark agreement with major manufacturers in
the cigarette industry. The signatory States settled their claims
against these companies in exchange for monetary payments and
permanent injunctive relief. See App. 253-258 (Outline of Terms
for Massachusetts in National Tobacco Settlement); Master
Settlement Agreement (Nov. 23, 1998), http://www.naag.org. At
the press conference covering Massachusetts' decision to sign
the agreement, then-Attorney General Scott Harshbarger announced
that as one of his last acts in office, he would create
consumer protection regulations to restrict advertising and sales
practices for tobacco products. He explained that the regulations
were necessary in order to 'close holes' in the settlement agreement
and 'to stop Big Tobacco from recruiting new customers
among the children of Massachusetts.' App. 251.
In January 1999, pursuant to his authority to prevent unfair
or deceptive practices in trade, Mass. Gen. Laws, ch. 93A, §2 (1997),
the Massachusetts Attorney General (Attorney General) promulgated
regulations governing the sale and advertisement of
cigarettes, smokeless tobacco , and cigars. The purpose of the
cigarette and smokeless tobacco regulations is 'to eliminate
deception and unfairness in the way cigarettes and smokeless
tobacco products are marketed, sold and distributed in
Massachusetts in order to address the incidence of cigarette
smoking and smokeless tobacco use by children under legal age ....
[and] in order to prevent access to such products by underage
consumers.' 940 Code of Mass. Regs. §21.01 (2000). The similar
purpose of the cigar regulations is 'to eliminate deception and
unfairness in the way cigars and little cigars are packaged,
marketed, sold and distributed in Massachusetts [so that] ...
consumers may be adequately informed about the health risks
associated with cigar smoking, its addictive properties, and
the false perception that cigars are a safe alternative to cigarettes ...
[and so that] the incidence of cigar use by children under legal
age is addressed ... in order to prevent access to such products by
underage consumers.' Ibid. The regulations have a broader scope
than the master settlement agreement, reaching advertising,
sales practices, and members of the tobacco industry not covered
by the agreement. The regulations place a variety of
restrictions on outdoor advertising, point-of-sale advertising,
retail sales transactions, transactions by mail, promotions, sampling of
products, and labels for cigars.
The cigarette and smokeless tobacco regulations being challenged
before this Court provide:
'(2) Retail Outlet Sales Practices. Except as otherwise provided
in [§21.04(4)], it shall be an unfair or deceptive act or practice
for any person who sells or distributes cigarettes or smokeless
tobacco products through a retail outlet located within
Massachusetts to engage in any of the following retail outlet
sales practices:
. . . . .
'(c) Using self-service displays of cigarettes or smokeless tobacco
products;
'(d) Failing to place cigarettes and smokeless to- bacco products
out of the reach of all consumers, and in a location accessible
only to outlet personnel.' §§21.04(2)(c)-(d).
'(5) Advertising Restrictions. Except as provided in [§21.04(6)],
it shall be an unfair or deceptive act or practice for any
manufacturer, distributor or retailer to engage in any of the
following practices:
'(a) Outdoor advertising, including advertising in enclosed stadiums
and advertising from within a retail establishment that is
directed toward or visible from the outside of the establishment,
in any location that is within a 1,000 foot radius of any public
playground, playground area in a public park, elementary school
or secondary school;
'(b) Point-of-sale advertising of cigarettes or smokeless tobacco
products any portion of which is placed lower than five feet
from the floor of any retail establishment which is located within
a one thousand foot radius of any public playground, playground
area in a public park, elementary school or secondary school,
and which is not an adult-only retail establishment.' §§21.04(5)(a)-
(b).
The cigar regulations that are still at issue provide:
'(1) Retail Sales Practices. Except as otherwise provided in
[§22.06(4)], it shall be an unfair or deceptive act or practice for
any
person who sells or distributes cigars or little cigars directly
to consumers within Massachusetts to engage in any of the following
practices:
'(a) sampling of cigars or little cigars or promotional give-aways
of cigars or little cigars.' §21.06(1)(a).
'(2) Retail Outlet Sales Practices. Except as otherwise provided
in [§22.06(4)], it shall be an unfair or deceptive act or practice
for any person who sells or distributes cigars or little cigars
through a retail outlet located within Massachusetts to engage in any
of the following retail outlet sales practices:
. . . . .
'(c) Using self-service displays of cigars or little cigars;
'(d) Failing to place cigars and little cigars out of the reach
of all consumers, and in a location accessible only to outlet personnel.'
§§22.06(2)(c)-(d).
'(5) Advertising Restrictions. Except as provided in [§22.06(6)],
it shall be an unfair or deceptive act or practice for any
manufacturer, distributor or retailer to engage in any of the
following practices:
'(a) Outdoor advertising of cigars or little cigars, including
advertising in enclosed stadiums and advertising from within a retail
establishment that is directed toward or visible from the outside
of the establishment, in any location within a 1,000 foot radius of
any public playground, playground area in a public park, elementary
school or secondary school;
'(b) Point-of-sale advertising of cigars or little cigars any
portion of which is placed lower than five feet from the floor of any
retail establishment which is located within a one thousand foot
radius of any public playground, playground area in a public park,
elementary school or secondary school, and which is not an adult-only
retail establishment.' §§22.06(5)(a)- (b).
The term 'advertisement' is defined as:
'any oral, written, graphic, or pictorial statement or representation,
made by, or on behalf of, any person who manufactures,
packages, imports for sale, distributes or sells within Massachusetts
[tobacco products], the purpose or effect of which is to
promote the use or sale of the product. Advertisement includes,
without limitation, any picture, logo, symbol, motto, selling
message, graphic display, visual image, recognizable color or
pattern of colors, or any other indicia of product identification
identical or similar to, or identifiable with, those used for
any brand of [tobacco product]. This includes, without limitation,
utilitarian items and permanent or semi-permanent fixtures with
such indicia of product identification such as lighting fixtures,
awnings, display cases, clocks and door mats, but does not include
utilitarian items with a volume of 200 cubic inches or less.'
§§21.03, 22.03.
Before the effective date of the regulations, February 1, 2000,
members of the tobacco industry sued the Attorney General in the
United States District Court for the District of Massachusetts.
Four cigarette manufacturers (Lorillard Tobacco Company,
Brown & Williamson Tobacco Corporation, R. J. Reynolds Tobacco
Company, and Philip Morris Incorporated), a maker of
smokeless tobacco products (U. S. Smokeless Tobacco Company),
and several cigar manufacturers and retailers claimed that
many of the regulations violate the Commerce Clause, the Supremacy
Clause, the First and Fourteenth Amendments, and Rev.
Stat. §1979, 42 U. S. C. §1983. The parties sought
summary judgment. 76 F. Supp. 2d 124, 127 (1999); 84 F. Supp. 2d 180, 183
(2000).
In its first ruling, the District Court considered the Supremacy
Clause claim that the FCLAA, 15 U. S. C. §1331 et seq.,
pre-empts the cigarette advertising regulations. 76 F. Supp.
2d, at 128-134. The FCLAA prescribes the health warnings that must
appear on packaging and in advertisements for cigarettes. The
FCLAA contains a pre-emption provision that prohibits a State
from imposing any 'requirement or prohibition based on smoking
and health ... with respect to the advertising or promotion of ...
cigarettes.' §1334(b). The FCLAA's pre- emption provision
does not cover smokeless tobacco or cigars.
The District Court explained that the central question for purposes
of pre- emption is whether the regulations create a predicate
legal duty based on smoking and health. The court reasoned that
to read the pre-emption provision to proscribe any state
advertising regulation enacted due to health concerns about smoking
would expand Congress' purpose beyond a reasonable scope
and leave States powerless to regulate in the area. The court
concluded that restrictions on the location of advertising are not
based on smoking and health and thus are not pre-empted by the
FCLAA. The District Court also concluded that a provision that
permitted retailers to display a black and white 'tombstone'
sign reading 'Tobacco Products Sold Here,' 940 Code of Mass. Regs.
§21.04(6) (2000), was pre-empted by the FCLAA.
In a separate ruling, the District Court considered the claim
that the Attorney General's regulations violate the First Amendment.
84 F. Supp. 2d, at 183-196. Rejecting petitioners' argument that
strict scrutiny should apply, the court applied the four-part test of
Central Hudson Gas & Elec. Corp. v. Public Serv. Comm'n of
N. Y., 447 U. S. 557 (1980), for commercial speech. The court
reasoned that the Attorney General had provided an adequate basis
for regulating cigars and smokeless tobacco as well as
cigarettes because of the similarities among the products. The
court held that the outdoor advertising regulations, which prohibit
outdoor advertising within 1,000 feet of a school or playground,
do not violate the First Amendment because they advance a
substantial government interest and are narrowly tailored to
suppress no more speech than necessary. The court concluded that
the sales practices regulations, which restrict the location
and distribution of tobacco products, survive scrutiny because they do
not implicate a significant speech interest. The court invalidated
the point-of-sale advertising regulations, which require that indoor
advertising be placed no lower than five feet from the floor,
finding that the Attorney General had not provided sufficient
justification for that restriction. The District Court's ruling
with respect to the cigar warning requirements and the Commerce
Clause is not before this Court.
The United States Court of Appeals for the First Circuit issued
a stay pending appeal, App. 8-9, and affirmed in part and reversed
in part the District Court's judgment, Consolidated Cigar Corp.
v. Reilly, 218 F. 3d 30 (2000). With respect to the Supremacy
Clause, the Court of Appeals affirmed the District Court's ruling
that the Attorney General's cigarette advertising regulations are
not pre-empted by the FCLAA. The First Circuit was persuaded
by the reasoning of the Second and Seventh Circuits, which had
concluded that the FCLAA's pre-emption provision is ambiguous,
and held that the provision pre-empts regulations of the content,
but not the location, of cigarette advertising. See Greater New
York Metropolitan Food Council, Inc. v. Giuliani, 195 F. 3d 100,
104-110 (CA2 1999); Federation of Advertising Industry Representatives,
Inc. v. Chicago, 189 F. 3d 633, 636-640 (CA7 1999).
With respect to the First Amendment, the Court of Appeals applied
the Central Hudson test. 447 U. S. 557 (1980). The court held
that the outdoor advertising regulations do not violate the First
Amendment. The court concluded that the restriction on outdoor
advertising within 1,000 feet of a school or playground directly
advances the State's substantial interest in preventing tobacco use
by minors. The court also found that the outdoor advertising
regulations restrict no more speech than necessary, reasoning that
the distance chosen by the Attorney General is the sort of determination
better suited for legislative and executive decisionmakers
than courts. The Court of Appeals reversed the District Court's
invalidation of the point-of-sale advertising regulations, again
concluding that the Attorney General is better suited to determine
what restrictions are necessary. The Court of Appeals also held
that the sales practices regulations are valid under the First
Amendment. The court found that the regulations directly advance the
State's interest in preventing minors' access to tobacco products
and that the regulations are narrowly tailored because retailers
have a variety of other means to present the packaging of their
products and to allow customers to examine the products.
As for the argument that smokeless tobacco and cigars are different
from cigarettes, the court expressed some misgivings about
equating all tobacco products, but ultimately decided that the
Attorney General had presented sufficient evidence with respect to
all three products to regulate them similarly. The Court of Appeals'
decision with respect to the cigar warning requirements and
the Commerce Clause is not before this Court.
The Court of Appeals stayed its mandate pending disposition of
a petition for a writ of certiorari. App. 13. The cigarette
manufacturers and U. S. Smokeless Tobacco Company filed a petition,
challenging the Court of Appeals' decision with respect to
the outdoor and point-of-sale advertising regulations on pre-emption
and First Amendment grounds, and the sales practices
regulations on First Amendment grounds. The cigar companies filed
a separate petition, again raising a First Amendment
challenge to the outdoor advertising, point-of- sale advertising,
and sales practices regulations. We granted both petitions, 531 U.
S. 1068 (2001), to resolve the conflict among the Courts of Appeals
with respect to whether the FCLAA pre-empts cigarette
advertising regulations like those at issue here, cf. Lindsey
v. Tacoma-Pierce County Health Dept., 195 F. 3d 1065 (CA9 1999),
and to decide the important First Amendment issues presented
in these cases.
II
Before reaching the First Amendment issues, we must decide to
what extent federal law pre-empts the Attorney General's
regulations. The cigarette petitioners contend that the FCLAA,
15 U. S. C. §1331 et seq., pre-empts the Attorney General's
cigarette advertising regulations.
A
Article VI of the United States Constitution commands that the
laws of the United States 'shall be the supreme Law of the Land;
... any Thing in the Constitution or Laws of any State to the
Contrary notwithstanding.' Art. VI, cl. 2. See also McCulloch v.
Maryland, 4 Wheat. 316, 427 (1819) ('It is of the very essence
of supremacy, to remove all obstacles to its action within its own
sphere, and so to modify every power vested in subordinate governments').
This relatively clear and simple mandate has
generated considerable discussion in cases where we have had
to discern whether Congress has pre-empted state action in a
particular area. State action may be foreclosed by express language
in a congressional enactment, see, e.g., Cipollone v. Liggett
Group, Inc., 505 U. S. 504, 517 (1992), by implication from the
depth and breadth of a congressional scheme that occupies the
legislative field, see, e.g., Fidelity Fed. Sav. & Loan Assn.
v. De la Cuesta, 458 U. S. 141, 153 (1982), or by implication because
of a conflict with a congressional enactment, see, e.g., Geier
v. American Honda Motor Co., 529 U. S. 861, 869-874 (2000).
In the FCLAA, Congress has crafted a comprehensive federal scheme
governing the advertising and promotion of cigarettes.
The FCLAA's pre-emption provision provides:
'(a) Additional statements
'No statement relating to smoking and health, other than the
statement required by section 1333 of this title, shall be required on
any cigarette package.
'(b) State regulations
'No requirement or prohibition based on smoking and health shall
be imposed under State law with respect to the advertising or
promotion of any cigarettes the packages of which are labeled
in conformity with the provisions of this chapter.' 15 U. S. C.
§1334.
The FCLAA's pre-emption provision does not cover smokeless tobacco
or cigars.
In this case, our task is to identify the domain expressly pre-empted,
see Cipollone, supra, at 517, because 'an express definition of
the pre-emptive reach of a statute . . . supports a reasonable
inference ... that Congress did not intend to pre-empt other matters,'
Freightliner Corp. v. Myrick, 514 U. S. 280, 288 (1995). Congressional
purpose is the 'ultimate touchstone' of our inquiry.
Cipollone, supra, at 516 (internal quotation marks omitted).
Because 'federal law is said to bar state action in [a] fiel[d] of
traditional state regulation,' namely, advertising, see Packer
Corp. v. Utah, 285 U. S. 105, 108 (1932), we 'wor[k] on the
assumption that the historic police powers of the States [a]re
not to be superseded by the Federal Act unless that [is] the clear
and manifest purpose of Congress.' California Div. of Labor Standards
Enforcement v. Dillingham Constr., N. A., Inc., 519 U. S.
316, 325 (1997) (internal quotation marks omitted). See also
Medtronic, Inc. v. Lohr, 518 U. S. 470, 475 (1996).
Our analysis begins with the language of the statute. Hughes
Aircraft Co. v. Jacobson, 525 U. S. 432, 438 (1999). In the
pre-emption provision, Congress unequivocally precludes the requirement
of any additional statements on cigarette packages
beyond those provided in §1333. 15 U. S. C. §1334(a).
Congress further precludes States or localities from imposing any
requirement or prohibition based on smoking and health with respect
to the advertising and promotion of cigarettes. §1334(b).
Without question, the second clause is more expansive than the
first; it employs far more sweeping language to describe the state
action that is pre-empted. We must give meaning to each element
of the pre-emption provision. We are aided in our interpretation
by considering the predecessor pre-emption provision and the
circumstances in which the current language was adopted. See
Medtronic, supra, at 486; McCarthy v. Bronson, 500 U. S. 136,
139 (1991); K mart Corp. v. Cartier, Inc., 486 U. S. 281, 291
(1988).
In 1964, the groundbreaking Report of the Surgeon General's Advisory
Committee on Smoking and Health concluded that
'[c]igarette smoking is a health hazard of sufficient importance
in the United States to warrant appropriate remedial action.'
Department of Health, Education, and Welfare, U. S. Surgeon General's
Advisory Committee, Smoking and Health 33. In 1965,
Congress enacted the FCLAA as a proactive measure in the face
of impending regulation by federal agencies and the States.
Pub. L. 89-92, 79 Stat. 282. See also Cipollone, supra, at 513-515.
The purpose of the FCLAA was twofold: to inform the public
adequately about the hazards of cigarette smoking, and to protect
the national economy from interference due to diverse,
nonuniform, and confusing cigarette labeling and advertising
regulations with respect to the relationship between smoking and
health. Pub. L. 89-92, §2. The FCLAA prescribed a label
for cigarette packages: 'Caution: Cigarette Smoking May Be
Hazardous to Your Health.' §4. The FCLAA also required the
Secretary of Health, Education, and Welfare (HEW) and the
Federal Trade Commission (FTC) to report annually to Congress
about the health consequences of smoking and the advertising
and promotion of cigarettes. §5.
Section 5 of the FCLAA included a pre-emption provision in which
'Congress spoke precisely and narrowly.' Cipollone, supra, at
518. Subsection 5(a) prohibited any requirement of additional
statements on cigarette packaging. Subsection 5(b) provided that
'[n]o statement relating to smoking and health shall be required
in the advertising of any cigarettes the packages of which are
labeled in conformity with the provisions of this Act.' Section
10 of the FCLAA set a termination date of July 1, 1969 for these
provisions. As we have previously explained, 'on their face,
[the pre-emption] provisions merely prohibited state and federal
rulemaking bodies from mandating particular cautionary statements
on cigarette labels [subsection (a)] or in cigarette
advertisements [subsection (b)].' Cipollone, 505 U. S., at 518.
The FCLAA was enacted with the expectation that Congress would
reexamine it in 1969 in light of the developing information
about cigarette smoking and health. H. R. Rep. No. 586, 89th
Cong., 1st Sess., 6 (1965); 111 Cong. Rec. 16541 (1965). In the
intervening years, Congress received reports and recommendations
from the HEW Secretary and the FTC. S. Rep. No. 91-566,
pp. 2- 6 (1969). The HEW Secretary recommended that Congress
strengthen the warning, require the warning on all packages
and in advertisements, and publish tar and nicotine levels on
packages and in advertisements. Id., at 4. The FTC made similar and
additional recommendations. The FTC sought a complete ban on
radio and television advertising, a requirement that broadcasters
devote time for health hazard announcements concerning smoking,
and increased funding for public education and research about
smoking. Id., at 6. The FTC urged Congress not to continue to
prevent federal agencies from regulating cigarette advertising. Id.,
at 10. In addition, the Federal Communications Commission (FCC)
had concluded that advertising which promoted the use of
cigarettes created a duty in broadcast stations to provide information
about the hazards of cigarette smoking. Id., at 6-7.
In 1969, House and Senate committees held hearings about the
health effects of cigarette smoking and advertising by the
cigarette industry. The bill that emerged from the House of Representatives
strengthened the warning and maintained the
pre-emption provision. The Senate amended that bill, adding the
ban on radio and television advertising, and changing the
pre-emption language to its present form. H. R. Conf. Rep. No.
91-897, pp. 4-5 (1970).
The final result was the Public Health Cigarette Smoking Act
of 1969, in which Congress, following the Senate's amendments,
made three significant changes to the FCLAA. Pub. L. 91-222,
§2, 84 Stat. 87. First, Congress drafted a new label that read:
'Warning: The Surgeon General Has Determined That Cigarette Smoking
Is Dangerous to Your Health.' FCLAA, §4. Second,
Congress declared it unlawful to advertise cigarettes on any
medium of electronic communication subject to the jurisdiction of the
FCC. §6. Finally, Congress enacted the current pre-emption
provision, which proscribes any 'requirement or prohibition based on
smoking and health ... imposed under State law with respect to
the advertising or promotion' of cigarettes. §5(b). The new
subsection 5(b) did not pre-empt regulation by federal agencies,
freeing the FTC to impose warning requirements in cigarette
advertising. See Cipollone, supra, at 515. The new pre-emption
provision, like its predecessor, only applied to cigarettes, and not
other tobacco products.
In 1984, Congress again amended the FCLAA in the Comprehensive
Smoking Education Act. Pub. L. 98-474, 98 Stat. 2200. The
purpose of the Act was to 'provide a new strategy for making
Americans more aware of any adverse health effects of smoking,
to assure the timely and widespread dissemination of research
findings and to enable individuals to make informed decisions about
smoking.' §2. The Act established a series of warnings to
appear on a rotating basis on cigarette packages and in cigarette
advertising, §4, and directed the Health and Human Services
Secretary to create and implement an educational program about the
health effects of cigarette smoking, §3.
The FTC has continued to report on trade practices in the cigarette
industry. In 1999, the first year since the master settlement
agreement, the FTC reported that the cigarette industry expended
$8.24 billion on advertising and promotions, the largest
expenditure ever. FTC, Cigarette Report for 1999, p. 1 (2000).
Substantial increases were found in point-of-sale promotions,
payments made to retailers to facilitate sales, and retail offers
such as buy one, get one free, or product giveaways. Id., at 4-5.
Substantial decreases, however, were reported for outdoor advertising
and transit advertising. Id., at 2. Congress and federal
agencies continue to monitor advertising and promotion practices
in the cigarette industry.
The scope and meaning of the current pre-emption provision become
clearer once we consider the original pre-emption language
and the amendments to the FCLAA. Without question, 'the plain
language of the pre-emption provision in the 1969 Act is much
broader.' Cipollone, 505 U. S., at 520. Rather than preventing
only 'statements,' the amended provision reaches all 'requirement[s]
or prohibition[s] ... imposed under State law.' And, although
the former statute reached only statements 'in the advertising,' the
current provision governs 'with respect to the advertising or
promotion' of cigarettes. See ibid. Congress expanded the
pre-emption provision with respect to the States, and at the
same time, it allowed the FTC to regulate cigarette advertising.
Congress also prohibited cigarette advertising in electronic
media altogether. Viewed in light of the context in which the current
pre-emption provision was adopted, we must determine whether
the FCLAA pre-empts Massachusetts' regula- tions governing
outdoor and point-of-sale advertising of cigarettes.
B
The Court of Appeals acknowledged that the FCLAA pre-empts any
'requirement or prohibition based on smoking and health ...
with respect to the advertising or promotion of ... cigarettes,'
15 U. S. C. §1334(b), but concluded that the FCLAA does not
nullify Massachusetts' cigarette advertising regulations. The
court concentrated its analysis on whether the regulations are 'with
respect to' advertising and promotion, relying on two of its
sister Circuits to conclude that the FCLAA only pre-empts regulations
of the content of cigarette advertising. The Court of Appeals
also reasoned that the Attorney General's regulations are a form of
zoning, a traditional area of state power; therefore the presumption
against pre-emption applied.
The cigarette petitioners maintain that the Court of Appeals'
'with respect to' analysis is inconsistent with the FCLAA's statutory
text and legislative history, and gives the States license to
prohibit almost all cigarette advertising. Petitioners also maintain that
there is no basis for construing the pre-emption provision to
prohibit only content-based advertising regulations.
Although they support the Court of Appeals' result, the Attorney
General and United States as amicus curiae do not fully endorse
that court's textual analysis of the pre-emption provision. Instead,
they assert that the cigarette advertising regulations are not
pre-empted because they are not 'based on smoking and health.'
The Attorney General and the United States also contend that
the regulations are not pre-empted because they do not prescribe
the content of cigarette advertising and they fall squarely within
the State's traditional powers to control the location of advertising
and to protect the welfare of children.
Turning first to the language in the pre-emption provision relied
upon by the Court of Appeals, we reject the notion that the
Attorney General's cigarette advertising regulations are not
'with respect to' advertising and promotion. We disagree with the
Court of Appeals' analogy to the Employee Retirement Income Security
Act of 1974 (ERISA). In some cases concerning
ERISA's pre- emption of state law, the Court has had to decide
whether a particular state law 'relates to' an employee benefit
plan covered by ERISA even though the state law makes no express
reference to such a plan. See, e.g., California Div. of Labor
Standards Enforcement v. Dillingham Constr., N. A., Inc., 519
U. S., at 324-325. Here, however, there is no question about an
indirect relationship between the regulations and cigarette advertising
because the regulations expressly target cigarette
advertising. 940 Code of Mass. Regs. §21.04(5) (2000).
Before this Court, the Attorney General focuses on a different
phrase in the pre-emption provision: 'based on smoking and health.'
The Attorney General argues that the cigarette advertising regulations
are not 'based on smoking and health,' because they do not
involve health-related content in cigarette advertising but instead
target youth exposure to cigarette advertising. To be sure,
Members of this Court have debated the precise meaning of 'based
on smoking and health,' see Cipollone, supra, at 529, n. 7
(plurality opinion), but we cannot agree with the Attorney General's
narrow construction of the phrase.
As Congress enacted the current pre-emption provision, Congress
did not concern itself solely with health warnings for cigarettes.
In the 1969 amendments, Congress not only enhanced its scheme
to warn the public about the hazards of cigarette smoking, but
also sought to protect the public, including youth, from being
inundated with images of cigarette smoking in advertising. In pursuit
of the latter goal, Congress banned electronic media advertising
of cigarettes. And to the extent that Congress contemplated
additional targeted regulation of cigarette advertising, it vested
that authority in the FTC.
The context in which Congress crafted the current pre-emption
provision leads us to conclude that Congress prohibited state
cigarette advertising regulations motivated by concerns about
smoking and health. Massachusetts has attempted to address the
incidence of underage cigarette smoking by regulating advertising,
see 940 Code of Mass. Regs. §21.01 (2000), much like
Congress' ban on cigarette advertising in electronic media. At
bottom, the concern about youth exposure to cigarette advertising is
intertwined with the concern about cigarette smoking and health.
Thus the Attorney General's attempt to distinguish one concern
from the other must be rejected.
The Attorney General next claims that the State's outdoor and
point-of-sale advertising regulations for cigarettes are not
pre-empted because they govern the location, and not the content,
of advertising. This is also JUSTICE STEVENS' main point
with respect to pre-emption. Post, at 6 (opinion concurring in
part and dissenting in part).
The content versus location distinction has some surface appeal.
The pre- emption provision immediately follows the section of
the FCLAA that prescribes warnings. See 15 U. S. C. §§1333,
1334. The pre-emption provision itself refers to cigarettes 'labeled
in conformity with' the statute. §1334(b). But the content/location
distinction cannot be squared with the language of the
pre-emption provision, which reaches all 'requirements' and 'prohibitions'
'imposed under State law.' A distinction between the
content of advertising and the location of advertising in the
FCLAA also cannot be reconciled with Congress' own location-based
restriction, which bans advertising in electronic media, but
not elsewhere. See §1335. We are not at liberty to pick and choose
which provisions in the legislative scheme we will consider,
see post, at 7, n. 5 (opinion of STEVENS, J.), but must examine the
FCLAA as a whole.
Moreover, any distinction between the content and location of
cigarette advertising collapses once the implications of that
approach are fully considered. At oral argument, the Attorney
General was pressed to explain what types of state regulations of
cigarette advertising, in his view, are pre- empted by the FCLAA.
The Attorney General maintained that a state law that required
cigarette retailers to remove the word 'tobacco ' from advertisements,
or required cigarette billboards to be blank, would be
pre-empted if it were a regulation of 'health-related content.'
Tr. of Oral Arg. 41, 42. The Attorney General also maintained,
however, that a complete ban on all cigarette advertising would
not be pre-empted because Congress did not intend to invade
local control over zoning. Id., at 42-44. The latter position
clearly follows from the factual distinction between content and
location, but it finds no support in the text of the FCLAA's
pre-emption provision. We believe that Congress wished to ensure that
'a State could not do through negative mandate (e.g., banning
all cigarette advertising) that which it already was forbidden to do
through positive mandate (e.g., mandating particular cautionary
statements).' Cipollone, 505 U. S., at 539 (BLACKMUN, J.,
joined by KENNEDY and SOUTER, JJ., concurring in part and dissenting
in part). See also Vango Media, Inc. v. New York, 34
F. 3d 68 (CA2 1994) (holding pre-empted a regulation that required
one public health message for every four cigarette
advertisements).
JUSTICE STEVENS, post, at 6-10, maintains that Congress did not
intend to displace state regulation of the location of cigarette
advertising. There is a critical distinction, however, between
generally applicable zoning regulations, see infra, at 21-22, and
regulations targeting cigarette advertising. The latter type
of regulation, which is inevitably motivated by concerns about smoking
and health, squarely contradicts the FCLAA. The FCLAA's comprehensive
warnings, advertising restrictions, and pre-emption
provision would make little sense if a State or locality could
simply target and ban all cigarette advertising.
JUSTICE STEVENS finds it ironic that we conclude that 'federal
law precludes States and localities from protecting children
from dangerous products within 1,000 feet of a school,' in light
of our prior conclusion that the 'Federal Government lacks the
constitutional authority to impose a similarly-motivated ban'
in United States v. Lopez, 514 U. S. 549 (1995). Post, at 10, n. 8. Our
holding is not as broad as the dissent states; we hold only that
the FCLAA pre- empts state regulations targeting cigarette
advertising. States remain free to enact generally applicable
zoning regulations, and to regulate conduct with respect to cigarette
use and sales. Infra, at 21-22. The reference to Lopez is also
inapposite. In Lopez, we held that Congress exceeded the limits of
its Commerce Clause power in the Gun-Free School Zones Act of
1990, which made it a federal crime to possess a firearm in a
school zone. 514 U. S., at 553-568. This case, by contrast, concerns
the Supremacy Clause and the doctrine of pre- emption as
applied in a case where Congress expressly precluded certain
state regulations of cigarette advertising. Massachusetts did not
raise a constitutional challenge to the FCLAA, and we are not
confronted with whether Congress exceeded its constitutionally
delegated authority in enacting the FCLAA.
In sum, we fail to see how the FCLAA and its pre-emption provision
permit a distinction between the specific concern about
minors and cigarette advertising and the more general concern
about smoking and health in cigarette advertising, especially in light
of the fact that Congress crafted a legislative solution for
those very concerns. We also conclude that a distinction between state
regulation of the location as opposed to the content of cigarette
advertising has no foundation in the text of the pre-emption
provision. Congress pre- empted state cigarette advertising regulations
like the Attorney General's because they would upset
federal legislative choices to require specific warnings and
to impose the ban on cigarette advertising in electronic media in order
to address concerns about smoking and health. Accordingly, we
hold that the Attorney General's outdoor and point-of-sale
advertising regulations targeting cigarettes are pre-empted by
the FCLAA.
C
Although the FCLAA prevents States and localities from imposing
special requirements or prohibitions 'based on smoking and
health' 'with respect to the advertising or promotion' of cigarettes,
that language still leaves significant power in the hands of
States to impose generally applicable zoning regulations and
to regulate conduct. As we noted in Cipollone, 'each phrase within
[the provision] limits the universe of [state action] pre-empted
by the statute.' 505 U. S., at 524 (plurality opinion).
For instance, the FCLAA does not restrict a State or locality's
ability to enact generally applicable zoning restrictions. We have
recognized that state interests in traffic safety and esthetics
may justify zoning regulations for advertising. See Metromedia, Inc.
v. San Diego, 453 U. S. 490, 507-508 (1981). See also St. Louis
Poster Advertising Co. v. St. Louis, 249 U. S. 269, 274 (1919);
Thomas Cusack Co. v. Chicago, 242 U. S. 526, 529-531 (1917).
Although Congress has taken into account the unique concerns
about cigarette smoking and health in advertising, there is no
indication that Congress intended to displace local community
interests in general regulations of the location of billboards
or large marquee advertising, or that Congress intended cigarette
advertisers to be afforded special treatment in that regard.
Restrictions on the location and size of advertisements that apply to
cigarettes on equal terms with other products appear to be outside
the ambit of the pre-emption provision. Such restrictions are
not 'based on smoking and health.'
The FCLAA also does not foreclose all state regulation of conduct
as it relates to the sale or use of cigarettes. The FCLAA's
pre-emption provision explicitly governs state regulations of
'advertising or promotion.' [FN*] Accordingly, the FCLAA does not
pre-empt state laws prohibiting cigarette sales to minors. To
the contrary, there is an established congressional policy that
supports such laws; Congress has required States to prohibit
tobacco sales to minors as a condition of receiving federal block
grant funding for substance abuse treatment activities. 106 Stat.
394, 388, 42 U. S. C. §§300x-26(a)(1), 300x-21.
In Massachusetts, it is illegal to sell or distribute tobacco
products to persons under the age of 18. Mass. Gen. Laws, ch. 270, §6
(2000). Having prohibited the sale and distribution of tobacco
products to minors, the State may prohibit common inchoate
offenses that attach to criminal conduct, such as solicitation,
conspiracy, and attempt. Cf. Central Hudson Gas & Elec. Corp. v.
Public Serv. Comm'n of New York, 447 U. S. 557, 563-564 (1980);
Carey v. Population Servs. Int'l, 431 U. S. 678, 701 (1977);
Virginia Bd. of Pharmacy v. Virginia Citizens Consumer Council,
Inc., 425 U. S. 748, 772 (1976); 60 Fed. Reg. 41330-41332
(1995) (citing evidence that industry may be attempting to induce
individuals under 18 to smoke cigarettes). States and localities
also have at their disposal other means of regulating conduct
to ensure that minors do not obtain cigarettes. See Part III-D, infra.
D
The smokeless tobacco petitioners argue that if the State's outdoor
and point- of-sale advertising regulations for cigarettes are
pre-empted, then the same advertising regulations with respect
to smokeless tobacco must be invalidated because they cannot be
severed from the cigarette provisions. Brief for Petitioner U.
S. Smokeless Tobacco Co. in Nos. 00-596 and 00-597, p. 4, n. 5.
The District Court did not reach the severability issue with
respect to the advertising provisions that are before this Court. 76 F.
Supp. 2d, at 134, n. 11. The Court of Appeals also did not reach
severability because that court likewise concluded that the
cigarette advertising regulations were not pre- empted. 218 F.
3d, at 37, n. 3. We decline to reach an issue that was not decided
below. National Collegiate Athletic Assn. v. Smith, 525 U. S.
459, 470 (1999).
III
By its terms, the FCLAA's pre-emption provision only applies
to cigarettes. Accordingly, we must evaluate the smokeless
tobacco and cigar petitioners' First Amendment challenges to
the State's outdoor and point-of-sale advertising regulations. The
cigarette petitioners did not raise a pre-emption challenge to
the sales practices regulations. Thus, we must analyze the cigarette
as well as the smokeless tobacco and cigar petitioners' claim
that certain sales practices regulations for tobacco products violate
the First Amendment.
A
For over 25 years, the Court has recognized that commercial speech
does not fall outside the purview of the First Amendment.
See, e.g., Virginia Bd. of Pharmacy, supra, at 762. Instead,
the Court has afforded commercial speech a measure of First
Amendment protection ' 'commensurate' ' with its position in
relation to other constitutionally guaranteed expression. See, e.g.,
Florida Bar v. Went For It, Inc., 515 U. S. 618, 623 (1995) (quoting
Board of Trustees of State Univ. of N. Y. v. Fox, 492 U. S.
469, 477 (1989)). In recognition of the 'distinction between
speech proposing a commercial transaction, which occurs in an area
traditionally subject to government regulation, and other varieties
of speech,' Central Hudson, supra, at 562 (internal quotation
marks omitted), we developed a framework for analyzing regulations
of commercial speech that is 'substantially similar' to the test
for time, place, and manner restrictions, Board of Trustees of
State Univ. of N. Y. v. Fox, supra, at 477. The analysis contains
four elements:
'At the outset, we must determine whether the expression is protected
by the First Amendment. For commercial speech to come
within that provision, it at least must concern lawful activity
and not be misleading. Next, we ask whether the asserted
governmental interest is substantial. If both inquiries yield
positive answers, we must determine whether the regulation directly
advances the governmental interest asserted, and whether it is
not more extensive than is necessary to serve that interest.'
Central Hudson, supra, at 566.
Petitioners urge us to reject the Central Hudson analysis and
apply strict scrutiny. They are not the first litigants to do so. See,
e.g., Greater New Orleans Broadcasting Assn., Inc. v. United
States, 527 U. S. 173, 184 (1999). Admittedly, several Members of
the Court have expressed doubts about the Central Hudson analysis
and whether it should apply in particular cases. See, e.g.,
Greater New Orleans, supra, at 197 (THOMAS, J., concurring in
judgment); 44 Liquormart, Inc. v. Rhode Island, 517 U. S. 484,
501, 510-514 (1996) (joint opinion of STEVENS, KENNEDY, and GINSBURG,
JJ.); id., at 517 (SCALIA, J. concurring in part
and concurring in judgment); id., at 518 (THOMAS, J., concurring
in part and concurring in judgment). But here, as in Greater
New Orleans, we see 'no need to break new ground. Central Hudson,
as applied in our more recent commercial speech cases,
provides an adequate basis for decision.' 527 U. S., at 184.
Only the last two steps of Central Hudson's four-part analysis
are at issue here. The Attorney General has assumed for purposes
of summary judgment that petitioners' speech is entitled to First
Amendment protection. 218 F. 3d., at 43; 84 F. Supp. 2d, at
185-186. With respect to the second step, none of the petitioners
contests the importance of the State's interest in preventing the
use of tobacco products by minors. Brief for Petitioners Lorillard
Tobacco Co. et al. in No. 00-596, p. 41; Brief for Petitioner U.
S. Smokeless Tobacco Co. in Nos. 00-596 and 00-597, at 16; Brief
for Petitioners Altadis U. S. A. Inc. et al. in No. 00-597, p. 8.
The third step of Central Hudson concerns the relationship between
the harm that underlies the State's interest and the means
identified by the State to advance that interest. It requires
that
'the speech restriction directly and materially advanc[e] the
asserted governmental interest. 'This burden is not satisfied by mere
speculation or conjecture; rather, a governmental body seeking
to sustain a restriction on commercial speech must demonstrate
that the harms it recites are real and that its restriction will
in fact alleviate them to a material degree.' ' Greater New Orleans,
supra, at 188 (quoting Edenfield v. Fane, 507 U. S. 761, 770-771
(1993)).
We do not, however, require that 'empirical data come ... accompanied
by a surfeit of background information... [W]e have
permitted litigants to justify speech restrictions by reference
to studies and anecdotes pertaining to different locales altogether, or
even, in a case applying strict scrutiny, to justify restrictions
based solely on history, consensus, and 'simple common sense.' '
Florida Bar v. Went For It, Inc., 515 U. S., at 628 (citations
and internal quotation marks omitted).
The last step of the Central Hudson analysis 'complements' the
third step, 'asking whether the speech restriction is not more
extensive than necessary to serve the interests that support
it.' Greater New Orleans, supra, at 188. We have made it clear that
'the least restrictive means' is not the standard; instead, the
case law requires a reasonable ' 'fit between the legislature's ends and
the means chosen to accomplish those ends, ... a means narrowly
tailored to achieve the desired objective.' ' Went For It, Inc.,
supra, at 632 (quoting Board of Trustees of State Univ. of N.
Y. v. Fox, 492 U. S., at 480). Focusing on the third and fourth steps
of the Central Hudson analysis, we first address the outdoor
advertising and point-of-sale advertising regulations for smokeless
tobacco and cigars. We then address the sales practices regulations
for all tobacco products.
B
The outdoor advertising regulations prohibit smokeless tobacco
or cigar advertising within a 1,000-foot radius of a school or
playground. 940 Code of Mass. Regs. §§21.04(5)(a),
22.06(5)(a) (2000). The District Court and Court of Appeals concluded that
the Attorney General had identified a real problem with underage
use of tobacco products, that limiting youth exposure to
advertising would combat that problem, and that the regulations
burdened no more speech than necessary to accomplish the
State's goal. 218 F. 3d, at 44-53; 84 F. Supp. 2d, at 186-193.
The smokeless tobacco and cigar petitioners take issue with all of
these conclusions.
1
The smokeless tobacco and cigar petitioners contend that the
Attorney General's regulations do not satisfy Central Hudson's third
step. They maintain that although the Attorney General may have
identified a problem with underage cigarette smoking, he has
not identified an equally severe problem with respect to underage
use of smokeless tobacco or cigars. The smokeless tobacco
petitioner emphasizes the 'lack of parity' between cigarettes
and smokeless tobacco . Brief for Petitioner U. S. Smokeless
Tobacco Co. in Nos. 00-596 and 00-597, at 19; Reply Brief for
Petitioner U. S. Smokeless Tobacco Co. in Nos. 00-596 and
00-597, pp. 4, 10-11. The cigar petitioners catalogue a list
of differences between cigars and other tobacco products, including
the characteristics of the products and marketing strategies.
Brief for Petitioners Altadis U. S. A. Inc. et al. in No. 00-597, at
9-11. The petitioners finally contend that the Attorney General
cannot prove that advertising has a causal link to tobacco use
such that limiting advertising will materially alleviate any
problem of underage use of their products. Brief for Petitioner U. S.
Smokeless Tobacco Co. in Nos. 00-596 and 00-597, at 20-22; Brief
for Petitioners Altadis U. S. A. Inc. et al. in No. 00-597, at
9-16.
In previous cases, we have acknowledged the theory that product
advertising stimulates demand for products, while suppressed
advertising may have the opposite effect. See Rubin, 514 U. S.,
at 487; United States v. Edge Broadcasting Co., 509 U. S. 418,
434 (1993); Central Hudson, 447 U. S., at 568- 569. The Attorney
General cites numerous studies to support this theory in the
case of tobacco products.
The Attorney General relies in part on evidence gathered by the
Food and Drug Administration (FDA) in its attempt to regulate
the advertising of cigarettes and smokeless tobacco . See Regulations
Restricting the Sale and Distribution of Cigarettes and
Smokeless Tobacco Products to Protect Children and Adolescents,
FDA Proposed Rule, 60 Fed. Reg. 41314 (1995); Regulations
Restricting the Sale and Distribution of Cigarettes and Smokeless
Tobacco to Protect Children and Adolescents, FDA Final Rule,
61 Fed. Reg. 44396 (1996). The FDA promulgated the advertising
regulations after finding that the period prior to adulthood is
when an overwhelming majority of Americans first decide to use
tobacco products, and that advertising plays a crucial role in
that decision. FDA Final Rule, 61 Fed. Reg., at 44398-44399.
We later held that the FDA lacks statutory authority to regulate
tobacco products. See FDA v. Brown & Williamson Tobacco Corp.,
529 U. S. 120 (2000). Nevertheless, the Attorney General
relies on the FDA's proceedings and other studies to support
his decision that advertising affects demand for tobacco products.
Cf. Erie v. Pap's A. M., 529 U. S. 277, 296 (2000) (plurality
opinion) (cities and localities may rely on evidence from other
jurisdictions to demonstrate harmful secondary effects of adult
entertainment and to justify regulation); Barnes v. Glen Theatre,
Inc., 501 U. S. 560, 583-584 (1991) (SOUTER, J., concurring in
judgment) (same); Renton v. Playtime Theatres, Inc., 475 U. S.
41, 50-52 (1986) (same). See also Nixon v. Shrink Missouri Government
PAC, 528 U. S. 377, 393, and n. 6 (2000) (discussing
evidence of corruption and the appearance of corruption in campaign
finance).
In its rulemaking proceeding, the FDA considered several studies
of tobacco advertising and trends in the use of various tobacco
products. The Surgeon General's report and the Institute of Medicine's
report found that 'there is sufficient evidence to conclude
that advertising and labeling play a significant and important
contributory role in a young person's decision to use cigarettes or
smokeless tobacco products.' 60 Fed. Reg. 41332. See also Pierce
et al., Tobacco Industry Promotion of Cigarettes and
Adolescent Smoking, 279 JAMA 511, 514 (1998).
For instance, children smoke fewer brands of cigarettes than
adults, and those choices directly track the most heavily advertised
brands, unlike adult choices, which are more dispersed and related
to pricing. FDA Proposed Rule, 60 Fed. Reg. 41332. Another
study revealed that 72% of 6 year olds and 52% of children ages
3 to 6 recognized 'Joe Camel,' the cartoon anthropomorphic
symbol of R. J. Reynolds' Camel brand cigarettes. Id., at 41333.
After the introduction of Joe Camel, Camel cigarettes' share of
the youth market rose from 4% to 13%. Id., at 41330. The FDA
also identified trends in tobacco consumption among certain
populations, such as young women, that correlated to the introduction
and marketing of products geared toward that population.
Id., at 41333.
The FDA also made specific findings with respect to smokeless
tobacco . The FDA concluded that '[t]he recent and very large
increase in the use of smokeless tobacco products by young people
and the addictive nature of these products has persuaded the
agency that these products must be included in any regulatory
approach that is designed to help prevent future generations of
young people from becoming addicted to nicotine-containing tobacco
products.' Id., at 41318. Studies have analyzed smokeless
tobacco use by young people, discussing trends based on gender,
school grade, and locale. See, e.g., Boyd et al., Use of
Smokeless Tobacco among Children and Adolescents in the United
States, 16 Preventative Medicine 402-418 (1987), Record,
Doc. No. 38, Exh. 63.
Researchers tracked a dramatic shift in patterns of smokeless
tobacco use from older to younger users over the past 30 years.
See, e.g., FDA Proposed Rule, 60 Fed. Reg., at 41317; Tomar et
al., Smokeless tobacco brand preference and brand switching
among US adolescents and young adults, 4 Tobacco Control 67 (1995),
Record, Doc. No. 38, Exh. 62; Department of Health and
Human Services, Preventing Tobacco Use Among Young People: A
Report of the Surgeon General 163 (1994), Record, Doc.
No. 36, Exh. 1. In particular, the smokeless tobacco industry
boosted sales tenfold in the 1970s and 1980s by targeting young
males. FDA Proposed Rule, 60 Fed. Reg., at 41331. See also National
Cancer Institute, Cigars: Health Effects and Trends,
Smoking and Tobacco Control Monograph No. 9, p. 16 (1998), Record,
Doc. No. 39, Exh. 67. Another study documented the
targeting of youth through smokeless tobacco sales and advertising
techniques. Ernster, Advertising and Promotion of Smokeless
Tobacco Products, National Cancer Institute Monograph No. 8,
pp. 87-93 (1989), Record, Doc. No. 38, Exh. 66.
The Attorney General presents different evidence with respect
to cigars. There was no data on underage cigar use prior to 1996
because the behavior was considered 'uncommon enough not to be
worthy of examination.' Smoking and Tobacco Control
Monograph No. 9, at 13; FTC Report to Congress: Cigar Sales and
Advertising and Promotional Expenses for Calendar Years
1996 and 1997, p. 9 (1999), Record, Doc. No. 39, Exh. 71. In
1995, the FDA decided not to include cigars in its attempted
regulation of tobacco product advertising, explaining that 'the
agency does not currently have sufficient evidence that these
products are drug delivery devices ... . FDA has focused its
investigation of its authority over tobacco products on cigarettes and
smokeless tobacco products, and not on pipe tobacco or cigars,
because young people predominantly use cigarettes and
smokeless tobacco products.' 60 Fed. Reg. 41322.
More recently, however, data on youth cigar use has emerged.
The National Cancer Institute concluded in its 1998 Monograph
that the rate of cigar use by minors is increasing and that,
in some States, the cigar use rates are higher than the smokeless
tobacco use rates for minors. Smoking and Tobacco Control Monograph
No. 9, at 19, 42-51. In its 1999 Report to Congress, the
FTC concluded that 'substantial numbers of adolescents are trying
cigars.' FTC Report to Congress, at 9. See also Department of
Health and Human Services, Office of Inspector General, Youth
Use of Cigars: Patterns of Use and Perceptions of Risk (1999),
Record, Doc. No. 39, Exh. 78.
Studies have also demonstrated a link between advertising and
demand for cigars. After Congress recognized the power of
images in advertising and banned cigarette advertising in electronic
media, television advertising of small cigars 'increased
dramatically in 1972 and 1973,' 'filled the void left by cigarette
advertisers,' and 'sales ... soared.' Smoking and Tobacco Control
Monograph No. 9, at 24. In 1973, Congress extended the electronic
media advertising ban for cigarettes to little cigars. Little
Cigar Act, §3, Pub. L. 93-109, 87 Stat. 352, as amended,
15 U. S. C. §1335. In the 1990s, cigar advertising campaigns triggered
a
boost in sales. Smoking and Tobacco Control Monograph No. 9,
at 215.
Our review of the record reveals that the Attorney General has
provided ample documentation of the problem with underage use
of smokeless tobacco and cigars. In addition, we disagree with
petitioners' claim that there is no evidence that preventing
targeted campaigns and limiting youth exposure to advertising
will decrease underage use of smokeless tobacco and cigars. On
this record and in the posture of summary judgment, we are unable
to conclude that the Attorney General's decision to regulate
advertising of smokeless tobacco and cigars in an effort to combat
the use of tobacco products by minors was based on mere
'speculation [and] conjecture.' Edenfield v. Fane, 507 U. S.,
at 770.
2
Whatever the strength of the Attorney General's evidence to justify
the outdoor advertising regulations, however, we conclude
that the regulations do not satisfy the fourth step of the Central
Hudson analysis. The final step of the Central Hudson analysis,
the 'critical inquiry in this case,' requires a reasonable fit
between the means and ends of the regulatory scheme. 447 U. S., at
569. The Attorney General's regulations do not meet this standard.
The broad sweep of the regulations indicates that the Attorney
General did not 'carefully calculat[e] the costs and benefits
associated with the burden on speech imposed' by the regulations.
Cincinnati v. Discovery Network, Inc., 507 U. S. 410, 417 (1993)
(internal quotation marks omitted).
The outdoor advertising regulations prohibit any smokeless tobacco
or cigar advertising within 1,000 feet of schools or
playgrounds. In the District Court, petitioners maintained that
this prohibition would prevent advertising in 87% to 91% of Boston,
Worchester, and Springfield, Massachusetts. 84 F. Supp. 2d, at
191. The 87% to 91% figure appears to include not only the effect
of the regulations, but also the limitations imposed by other
generally applicable zoning restrictions. See App. 161-167. The
Attorney General disputed petitioners' figures but 'concede[d]
that the reach of the regulations is substantial.' 218 F. 3d, at 50.
Thus, the Court of Appeals concluded that the regulations prohibit
advertising in a substantial portion of the major metropolitan
areas of Massachusetts. Ibid.
The substantial geographical reach of the Attorney General's
outdoor advertising regulations is compounded by other factors.
'Outdoor' advertising includes not only advertising located outside
an establishment, but also advertising inside a store if that
advertising is visible from outside the store. The regulations
restrict advertisements of any size and the term advertisement also
includes oral statements. 940 Code of Mass. Regs §§21.03,
22.03 (2000).
In some geographical areas, these regulations would constitute
nearly a complete ban on the communication of truthful
information about smokeless tobacco and cigars to adult consumers.
The breadth and scope of the regulations, and the process
by which the Attorney General adopted the regulations, do not
demonstrate a careful calculation of the speech interests involved.
First, the Attorney General did not seem to consider the impact
of the 1,000- foot restriction on commercial speech in major
metropolitan areas. The Attorney General apparently selected
the 1,000-foot distance based on the FDA's decision to impose an
identical 1,000-foot restriction when it attempted to regulate
cigarette and smokeless tobacco advertising. See FDA Final Rule,
61 Fed. Reg. 44399; Brief for Respondents 45, and n. 23. But
the FDA's 1,000-foot regulation was not an adequate basis for the
Attorney General to tailor the Massachusetts regulations. The
degree to which speech is suppressed--or alternative avenues for
speech remain available--under a particular regulatory scheme
tends to be case specific. See, e.g., Renton, 475 U. S., at 53-54.
And a case specific analysis makes sense, for although a State
or locality may have common interests and concerns about
underage smoking and the effects of tobacco advertisements, the
impact of a restriction on speech will undoubtedly vary from
place to place. The FDA's regulations would have had widely disparate
effects nationwide. Even in Massachusetts, the effect of
the Attorney General's speech regulations will vary based on
whether a locale is rural, suburban, or urban. The uniformly broad
sweep of the geographical limitation demonstrates a lack of tailoring.
In addition, the range of communications restricted seems unduly
broad. For instance, it is not clear from the regulatory scheme
why a ban on oral communications is necessary to further the
State's interest. Apparently that restriction means that a retailer is
unable to answer inquiries about its tobacco products if that
communication occurs outdoors. Similarly, a ban on all signs of any
size seems ill suited to target the problem of highly visible
billboards, as opposed to smaller signs. To the extent that studies have
identified particular advertising and promotion practices that
appeal to youth, tailoring would involve targeting those practices
while permitting others. As crafted, the regulations make no
distinction among practices on this basis.
The Court of Appeals recognized that the smokeless tobacco and
cigar petitioners' concern about the amount of speech
restricted was 'valid,' but reasoned that there was an 'obvious
connection to the state's interest in protecting minors.' 218 F. 3d, at
50. Even on the premise that Massachusetts has demonstrated a
connection between the outdoor advertising regulations and its
substantial interest in preventing underage tobacco use, the
question of tailoring remains. The Court of Appeals failed to follow
through with an analysis of the countervailing First Amendment
interests.
The State's interest in preventing underage tobacco use is substantial,
and even compelling, but it is no less true that the sale and
use of tobacco products by adults is a legal activity. We must
consider that tobacco retailers and manufacturers have an interest
in conveying truthful information about their products to adults,
and adults have a corresponding interest in receiving truthful
information about tobacco products. In a case involving indecent
speech on the Internet we explained that 'the governmental
interest in protecting children from harmful materials ... does
not justify an unnecessarily broad suppression of speech addressed
to adults.' Reno v. American Civil Liberties Union, 521 U. S.
844, 875 (1997) (citations omitted). See, e.g., Bolger v. Youngs
Drug Products Corp., 463 U. S. 60, 74 (1983) ('The level of discourse
reaching a mailbox simply cannot be limited to that which
would be suitable for a sandbox'); Butler v. Michigan, 352 U.
S. 380, 383 (1957) ('The incidence of this enactment is to reduce
the adult population ... to reading only what is fit for children').
As the State protects children from tobacco advertisements,
tobacco manufacturers and retailers and their adult consumers
still have a protected interest in communication. Cf. American
Civil Liberties Union, supra, at 886-889 (O'CONNOR, J., concurring
in judgment in part and dissenting in part) (discussing the
creation of 'adult zones' on the Internet).
In some instances, Massachusetts' outdoor advertising regulations
would impose particularly onerous burdens on speech. For
example, we disagree with the Court of Appeals' conclusion that
because cigar manufacturers and retailers conduct a limited
amount of advertising in comparison to other tobacco products,
'the relative lack of cigar advertising also means that the burden
imposed on cigar advertisers is correspondingly small.' 218 F.
3d, at 49. If some retailers have relatively small advertising budgets,
and use few avenues of communication, then the Attorney General's
outdoor advertising regulations potentially place a greater,
not lesser, burden on those retailers' speech. Furthermore, to
the extent that cigar products and cigar advertising differ from that
of other tobacco products, that difference should inform the
inquiry into what speech restrictions are necessary.
In addition, a retailer in Massachusetts may have no means of
communicating to passersby on the street that it sells tobacco
products because alternative forms of advertisement, like newspapers,
do not allow that retailer to propose an instant transaction
in the way that onsite advertising does. The ban on any indoor
advertising that is visible from the outside also presents problems in
establishments like convenience stores, which have unique security
concerns that counsel in favor of full visibility of the store
from the outside. It is these sorts of considerations that the
Attorney General failed to incorporate into the regulatory scheme.
We conclude that the Attorney General has failed to show that
the outdoor advertising regulations for smokeless tobacco and
cigars are not more extensive than necessary to advance the State's
substantial interest in preventing underage tobacco use.
JUSTICE STEVENS urges that the Court remand the case for further
development of the factual record. Post, at 12-14. We
believe that a remand is inappropriate in this case because the
State had ample opportunity to develop a record with respect to
tailoring (as it had to justify its decision to regulate advertising),
and additional evidence would not alter the nature of the scheme
before the Court. See Greater New Orleans, 527 U. S., at 189,
n. 6.
A careful calculation of the costs of a speech regulation does
not mean that a State must demonstrate that there is no incursion on
legitimate speech interests, but a speech regulation cannot unduly
impinge on the speaker's ability to propose a commercial
transaction and the adult listener's opportunity to obtain information
about products. After reviewing the outdoor advertising
regulations, we find the calculation in this case insufficient
for purposes of the First Amendment.
C
Massachusetts has also restricted indoor, point-of-sale advertising
for smokeless tobacco and cigars. Advertising cannot be
'placed lower than five feet from the floor of any retail establishment
which is located within a one thousand foot radius of' any
school or playground. 940 Code of Mass. Regs. §§21.04(5)(b),
22.06(5)(b) (2000). The District Court invalidated these
provisions, concluding that the Attorney General had not provided
a sufficient basis for regulating indoor advertising. 84 F. Supp.
2d, at 192-193, 195. The Court of Appeals reversed. 218 F. 3d,
at 50-51. The court explained: 'We do have some misgivings about
the effectiveness of a restriction that is based on the assumption
that minors under five feet tall will not, or will less frequently,
raise their view above eye-level, but we find that such [a] determination
falls within that range of reasonableness in which the
Attorney General is best suited to pass judgment.' Id., at 51.
We conclude that the point-of-sale advertising regulations fail
both the third and fourth steps of the Central Hudson analysis. A
regulation cannot be sustained if it ' 'provides only ineffective
or remote support for the government's purpose,' ' Edenfield, 507 U.
S., at 770 (quoting Central Hudson, 447 U. S., at 564), or if
there is 'little chance' that the restriction will advance the State's
goal,
Greater New Orleans, supra, at 193 (internal quotation marks
omitted). As outlined above, the State's goal is to prevent minors
from using tobacco products and to curb demand for that activity
by limiting youth exposure to advertising. The 5 foot rule does
not seem to advance that goal. Not all children are less than
5 feet tall, and those who are certainly have the ability to look up and
take in their surroundings.
By contrast to JUSTICE STEVENS, post, at 16-17, we do not believe
this regulation can be construed as a mere regulation of
conduct under United States v. O'Brien, 391 U. S. 367 (1968).
To qualify as a regulation of communicative action governed by
the scrutiny outlined in O'Brien, the State's regulation must
be unrelated to expression. Texas v. Johnson, 491 U. S. 397, 403
(1989). See also Erie v. Pap's A. M., 529 U. S. 277, 289-296
(2000) (plurality opinion). Here, Massachusetts' height restriction is
an attempt to regulate directly the communicative impact of indoor
advertising.
Massachusetts may wish to target tobacco advertisements and displays
that entice children, much like floor-level candy displays
in a convenience store, but the blanket height restriction does
not constitute a reasonable fit with that goal. The Court of Appeals
recognized that the efficacy of the regulation was questionable,
but decided that '[i]n any event, the burden on speech imposed by
the provision is very limited.' 218 F. 3d, at 51. There is no
de minimis exception for a speech restriction that lacks sufficient
tailoring or justification. We conclude that the restriction
on the height of indoor advertising is invalid under Central Hudson's third
and fourth prongs.
D
The Attorney General also promulgated a number of regulations
that restrict sales practices by cigarette, smokeless tobacco ,
and cigar manufacturers and retailers. Among other restrictions,
the regulations bar the use of self- service displays and require
that tobacco products be placed out of the reach of all consumers
in a location accessible only to salespersons. 940 Code of
Mass. Regs. §§21.04(2)(c)-(d), 22.06(2)(c)-(d) (2000).
The cigarette petitioners do not challenge the sales practices regulations
on pre-emption grounds. Brief for Petitioners Lorillard Tobacco
Co. et al. in No. 00-596, at 5, n. 2. Two of the cigarette
petitioners (Brown & Williamson Tobacco Corporation and Lorillard
Tobacco Company), petitioner U. S. Smokeless Tobacco
Company, and the cigar petitioners challenge the sales practices
regulations on First Amendment grounds. The cigar petitioners
additionally challenge a provision that prohibits sampling or
promotional giveaways of cigars or little cigars. 940 Code of Mass.
Regs. §22.06(1)(a).
The District Court concluded that these restrictions implicate
no cognizable speech interest, 84 F. Supp. 2d, at 195-196, but the
Court of Appeals did not fully adopt that reasoning. The Court
of Appeals recognized that self-service displays 'often do have
some communicative commercial function,' but noted that the restriction
in the regulations 'is not on speech, but rather on the
physical location of actual tobacco products.' 218 F. 3d, at
53. The court reasoned that nothing in the regulations would prevent
the display of empty tobacco product containers, so long as no
actual tobacco product was displayed, much like movie jackets at
a video store. Ibid. With respect to cigar products, the court
observed that retailers traditionally allow access to those products, so
that the consumer may make a selection on the basis of a number
of objective and subjective factors including the aroma and feel
of the cigars. Ibid. Even assuming a speech interest, however,
the court concluded that the regulations were narrowly tailored to
serve the State's substantial interest in preventing access to
tobacco products by minors. Id., at 54. The court also noted that the
restrictions do not apply to adult-only establishments. Ibid.
Petitioners devoted little of their briefing to the sales practices
regulations, and our understanding of the regulations is accordingly
limited by the parties' submissions. As we read the regulations,
they basically require tobacco retailers to place tobacco products
behind counters and require customers to have contact with a
salesperson before they are able to handle a tobacco product.
The cigarette and smokeless tobacco petitioners contend that
'the same First Amendment principles that require invalidation of
the outdoor and indoor advertising restrictions require invalidation
of the display regulations at issue in this case.' Brief for
Petitioners Lorillard Tobacco Co. et al. in No. 00-596, at 46,
n. 7. See also Reply Brief for Petitioner U. S. Smokeless Tobacco
Co. in Nos. 00-596 and 00-597, at 12, n. 7. The cigar petitioners
contend that self-service displays for cigars cannot be prohibited
because each brand of cigar is unique and customers traditionally
have sought to handle and compare cigars at the time of
purchase. Brief for Petitioners Altadis U. S. A. Inc. et al.
in No. 00-597, at 23, n. 9; Reply Brief for Petitioners Altadis U. S. A.
Inc. et al. in No. 00-597, p. 10, n. 7.
We reject these contentions. Assuming that petitioners have a
cognizable speech interest in a particular means of displaying their
products, cf. Cincinnati v. Discovery Network, Inc., 507 U. S.
410 (1993) (distribution of a magazine through newsracks), these
regulations withstand First Amendment scrutiny.
Massachusetts' sales practices provisions regulate conduct that
may have a communicative component, but Massachusetts seeks
to regulate the placement of tobacco products for reasons unrelated
to the communication of ideas. See O'Brien, supra, at 382.
See also Pap's A. M., 529 U. S., at 289 (plurality opinion);
id., at 310 (SOUTER, J., concurring in part and dissenting in part);
Johnson, 491 U. S., at 403. We conclude that the State has demonstrated
a substantial interest in preventing access to tobacco
products by minors and has adopted an appropriately narrow means
of advancing that interest. See O'Brien, supra, at 382.
Unattended displays of tobacco products present an opportunity
for access without the proper age verification required by law.
Thus, the State prohibits self-service and other displays that
would allow an individual to obtain tobacco products without direct
contact with a salesperson. It is clear that the regulations
leave open ample channels of communication. The regulations do not
significantly impede adult access to tobacco products. Moreover,
retailers have other means of exercising any cognizable speech
interest in the presentation of their products. We presume that
vendors may place empty tobacco packaging on open display, and
display actual tobacco products so long as that display is only
accessible to sales personnel. As for cigars, there is no indication in
the regulations that a customer is unable to examine a cigar
prior to purchase, so long as that examination takes place through a
salesperson.
The cigar petitioners also list Massachusetts' prohibition on
sampling and free giveaways among the regulations they challenge on
First Amendment grounds. See 940 Code of Mass. Regs. §22.06(1)(a)
(2000); Brief for Petitioners Altadis U. S. A. Inc. et al. in
No. 00-597, at 2. At no point in their briefs or at oral argument,
however, did the cigar petitioners argue the merits of their First
Amendment claim with respect to the sampling and giveaway regulation.
We decline to address an issue that was not sufficiently
briefed and argued before this Court. See Northwest Airlines,
Inc. v. County of Kent, 510 U. S. 355, 366, n. 10 (1994); Williams
v. United States, 503 U. S. 193, 206 (1992); Granfinanciera,
S. A. v. Nordberg, 492 U. S. 33, 38-40 (1989).
We conclude that the sales practices regulations withstand First
Amendment scrutiny. The means chosen by the State are
narrowly tailored to prevent access to tobacco products by minors,
are unrelated to expression, and leave open alternative
avenues for vendors to convey information about products and
for would-be customers to inspect products before purchase.
IV
We have observed that 'tobacco use, particularly among children
and adolescents, poses perhaps the single most significant
threat to public health in the United States.' FDA v. Brown &
Williamson Tobacco Corp., 529 U. S., at 161. From a policy
perspective, it is understandable for the States to attempt to
prevent minors from using tobacco products before they reach an
age where they are capable of weighing for themselves the risks
and potential benefits of tobacco use, and other adult activities.
Federal law, however, places limits on policy choices available
to the States.
In this case, Congress enacted a comprehensive scheme to address
cigarette smoking and health in advertising and pre-empted
state regulation of cigarette advertising that attempts to address
that same concern, even with respect to youth. The First
Amendment also constrains state efforts to limit advertising
of tobacco products, because so long as the sale and use of tobacco
is lawful for adults, the tobacco industry has a protected interest
in communicating information about its products and adult
customers have an interest in receiving that information.
To the extent that federal law and the First Amendment do not
prohibit state action, States and localities remain free to combat
the problem of underage tobacco use by appropriate means. The
judgment of the United States Court of Appeals for the First
Circuit is therefore affirmed in part and reversed in part, and
the cases are remanded for further proceedings consistent with this
opinion.
It is so ordered.
FN*. The Senate Report explained that
the pre-emption provision 'would in no way affect the power of any State
or
political subdivision of any State with
respect to the taxation or the sale of cigarettes to minors, or the prohibition
of
smoking in public buildings, or similar
police regulations. It is limited entirely to State or local requirements
or
prohibitions in the advertising of cigarettes.'
S. Rep. No. 91-566, p. 12 (1969).
JUSTICE KENNEDY, with whom JUSTICE SCALIA joins, concurring in
part and concurring in the judgment.
LORILLARD TOBACCO COMPANY, ET AL., PETITIONERS
00-596 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF MASSACHUSETTS, ET AL.
ALTADIS U. S. A. INC., ETC., ET AL., PETITIONERS
00-597 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF MASSACHUSETTS, ET AL.
The obvious overbreadth of the outdoor advertising restrictions
suffices to invalidate them under the fourth part of the test in
Central Hudson Gas & Elec. Corp. v. Public Serv. Comm'n of
N. Y., 447 U. S. 557 (1980). As a result, in my view, there is no
need to consider whether the restrictions satisfy the third part
of the test, a proposition about which there is considerable doubt.
Cf. post, at 13-14 (THOMAS, J., concurring in part and concurring
in judgment). Neither are we required to consider whether
Central Hudson should be retained in the face of the substantial
objections that can be made to it. See post, at 4-11 (opinion of
THOMAS, J.). My continuing concerns that the test gives insufficient
protection to truthful, nonmisleading commercial speech
require me to refrain from expressing agreement with the Court's
application of the third part of Central Hudson. See, e.g., 44
Liquormart, Inc. v. Rhode Island, 517 U. S. 484, 501-504 (1996)
(opinion of STEVENS, J., joined by KENNEDY and
GINSBURG, JJ.). With the exception of Part III-B-1, then, I join
the opinion of the Court.
JUSTICE THOMAS, concurring in part and concurring in the judgment.
LORILLARD TOBACCO COMPANY, ET AL., PETITIONERS
00-596 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF MASSACHUSETTS, ET AL.
ALTADIS U. S. A. INC., ETC., ET AL., PETITIONERS
00-597 v.
THOMAS F. REILLY, ATTORNEY GENERAL OF MASSACHUSETTS, ET AL.
I join the opinion of the Court (with the exception of Part III-B-1)
because I agree that the Massachusetts cigarette advertising
regulations are preempted by the Federal Cigarette Labeling and
Advertising Act, 15 U. S. C. §1331 et seq. I also agree with the
Court's disposition of the First Amendment challenges to the
other regulations at issue here, and I share the Court's view that the
regulations fail even the intermediate scrutiny of Central Hudson
Gas & Elec. Corp. v. Public Serv. Comm'n of N. Y., 447 U. S.
557 (1980). At the same time, I continue to believe that when
the government seeks to restrict truthful speech in order to
suppress the ideas it conveys, strict scrutiny is appropriate,
whether or not the speech in question may be characterized as
'commercial.' See 44 Liquormart, Inc. v. Rhode Island, 517 U.
S. 484, 518 (1996) (THOMAS, J., concurring in part and
concurring in judgment). I would subject all of the advertising
restrictions to strict scrutiny and would hold that they violate the
First Amendment.
I
At the heart of this litigation is a Massachusetts regulation
that imposes a sweeping ban on speech about tobacco products. 940
Code of Mass. Regs. §21.04(5) (2000), which governs cigarettes
and smokeless tobacco , and §22.06(5), which governs cigars,
prohibit all outdoor advertising, all indoor advertising that
can be seen from outdoors, and all point-of-sale advertising (even if not
visible from outdoors) that is lower than five feet from the
floor. [FN1] These restrictions are superficially limited in their
geographic scope: they apply only within 1,000 feet of 'any public
playground, playground area in a public park, elementary school
or secondary school.' §21.04(5)(a). But the Court of Appeals
acknowledged that the zone of prohibition covers as much as 90
percent of the three largest cities in Massachusetts, Consolidated
Cigar Corp. v. Reilly, 218 F. 3d 30, 50 (CA1 2000), so the
practical effect is little different from that of a total ban.
Cf. United States v. Playboy Entertainment Group, Inc., 529 U. S. 803,
812 (2000) ('The Government's content-based burdens must satisfy
the same rigorous scrutiny as its content- based bans').
Respondents suggest in passing that the regulations are 'zoning-type
restrictions' that should receive 'the intermediate level of
scrutiny traditionally associated with various forms of 'time,
place, and manner' regulations.' Brief for Respondents 31. We have
indeed upheld time, place, and manner regulations that prohibited
certain kinds of outdoor signs, see, e.g., Members of City
Council of Los Angeles v. Taxpayers for Vincent, 466 U. S. 789
(1984), and we have similarly upheld zoning laws that had the
effect of restricting certain kinds of sexually explicit expression,
see, e.g., Renton v. Playtime Theatres, Inc., 475 U. S. 41 (1986).
But the abiding characteristic of valid time, place, and manner
regulations is their content neutrality. See Ward v. Rock Against
Racism, 491 U. S. 781, 791-796 (1989). In Vincent the city prohibited
all signs on public property, not to suppress the message
conveyed by any of the signs, but simply to minimize the esthetic
effect of visual clutter. Likewise, the ordinance in Renton was
aimed not at expression, but at the 'secondary effects' caused
by adult businesses.
The regulations here are very different. Massachusetts is not
concerned with any 'secondary effects' of tobacco advertising--it is
concerned with the advertising's primary effect, which is to
induce those who view the advertisements to purchase and use
tobacco products. Cf. Boos v. Barry, 485 U. S. 312, 321 (1988)
('Listeners' reactions to speech are not the type of ' secondary
effects' we referred to in Renton'). In other words, it seeks
to suppress speech about tobacco because it objects to the content of
that speech. We have consistently applied strict scrutiny to
such content-based regulations of speech. See, e.g., Turner
Broadcasting System, Inc. v. FCC, 512 U. S. 622, 641-643 (1994).
A
There was once a time when this Court declined to give any First
Amendment protection to commercial speech. In Valentine v.
Chrestensen, 316 U. S. 52 (1942), the Court went so far as to
say that 'the Constitution imposes [no] restraint on government as
respects purely commercial advertising.' Id., at 54. That position
was repudiated in Virginia Bd. of Pharmacy v. Virginia Citizens
Consumer Council, Inc., 425 U. S. 748 (1976), which explained
that even speech 'which does 'no more than propose a
commercial transaction' ' is protected by the First Amendment.
Id., at 762 (quoting Pittsburgh Press Co. v. Pittsburgh Comm'n on
Human Relations, 413 U. S. 376, 385 (1973)). Since then, the
Court has followed an uncertain course--much of the uncertainty
being generated by the malleability of the four-part balancing
test of Central Hudson. See 44 Liquormart, 517 U. S., at 520-522
(THOMAS, J., concurring in part and concurring in judgment).
I have observed previously that there is no 'philosophical or
historical basis for asserting that 'commercial' speech is of 'lower
value' than 'noncommercial' speech.' Id., at 522. Indeed, I doubt
whether it is even possible to draw a coherent distinction
between commercial and noncommercial speech. See id., at 523,
n. 4 (citing Kozinski & Banner, Who's Afraid of Commercial
Speech, 76 Va. L. Rev. 627 (1990)). [FN2]
It should be clear that if these regulations targeted anything
other than advertising for commercial products--if, for example, they
were directed at billboards promoting political candidates--all
would agree that the restrictions should be subjected to strict
scrutiny. In my view, an asserted government interest in keeping
people ignorant by suppressing expression 'is per se illegitimate
and can no more justify regulation of 'commercial' speech than
it can justify regulation of 'noncommercial' speech.' 517 U. S., at
518 (THOMAS, J., concurring in part and concurring in judgment).
That is essentially the interest asserted here, and, adhering to
the views I expressed in 44 Liquormart, I would subject the Massachusetts
regulations to strict scrutiny.
B
Even if one accepts the premise that commercial speech generally
is entitled to a lower level of constitutional protection than are
other forms of speech, it does not follow that the regulations
here deserve anything less than strict scrutiny. Although we have
recognized several categories of speech that normally receive
reduced First Amendment protection, or no First Amendment
protection at all, we have never held that the government may
regulate speech within those categories in any way that it wishes.
Rather, we have said 'that these areas of speech can, consistently
with the First Amendment, be regulated because of their
constitutionally proscribable content.' R. A. V. v. St. Paul,
505 U. S. 377, 383 (1992). Even when speech falls into a category of
reduced constitutional protection, the government may not engage
in content discrimination for reasons unrelated to those
characteristics of the speech that place it within the category.
For example, a city may ban obscenity (because obscenity is an
unprotected category, see, e.g., Roth v. United States, 354 U.
S. 476 (1957)), but it may not ban 'only those legally obscene works
that contain criticism of the city government.' R. A. V., supra,
at 384.
In explaining the distinction between commercial speech and other
forms of speech, we have emphasized that commercial speech
is both 'more easily verifiable by its disseminator' and less
likely to be 'chilled by proper regulation.' Virginia Bd., 425 U. S., at
772,
n. 24. These characteristics led us to conclude that, in the
context of commercial speech, it is 'less necessary to tolerate
inaccurate statements for fear of silencing the speaker,' and
also that it is more 'appropriate to require that a commercial message
appear in such a form, or include such additional information,
warnings, and disclaimers, as are necessary to prevent its being
deceptive.' Ibid. Whatever the validity of this reasoning, it
is limited to the peculiarly commercial harms that commercial speech
can threaten--i.e., the risk of deceptive or misleading advertising.
As we observed in R. A. V.:
'[A] State may choose to regulate price advertising in one industry
but not in others, because the risk of fraud (one of the
characteristics of commercial speech that justifies depriving
it of full First Amendment protection) is in its view greater there. But
a State may not prohibit only that commercial advertising that
depicts men in a demeaning fashion.' 505 U. S., at 388-389
(citations omitted).
In 44 Liquormart, several Members of the Court said much the
same thing:
'[W]hen a State entirely prohibits the dissemination of truthful,
nonmisleading commercial messages for reasons unrelated to the
preservation of a fair bargaining process, there is far less
reason to depart from the rigorous review that the First Amendment
generally demands.' 517 U. S., at 501 (opinion of STEVENS, J.,
joined by KENNEDY and GINSBURG, JJ.).
Whatever power the State may have to regulate commercial speech,
it may not use that power to limit the content of commercial
speech, as it has done here, 'for reasons unrelated to the preservation
of a fair bargaining process.' Such content-discriminatory
regulation--like all other content-based regulation of speech--must
be subjected to strict scrutiny.
C
In an effort to avoid the implications of these basic principles
of First Amendment law, respondents make two principal claims.
First, they argue that the regulations target deceptive and misleading
speech. See Brief for Respondents 33 ('Petitioners'
advertising clearly engenders 'the potential for deception or
confusion' that allows for regulation of commercial speech based on
its content' (quoting Bolger v. Youngs Drug Products Corp., 463
U. S. 60, 65 (1983)). Second, they argue that the regulations
restrict speech that promotes an illegal transaction--i.e., the
sale of tobacco to minors. See Brief for Respondents 15 ('The
regulations . . . exhibit a close connection to a commercial
transaction the State has prohibited').
Neither theory is properly before the Court. For purposes of
summary judgment, respondents were willing to assume 'that the
tobacco advertisements at issue here are truthful, nonmisleading
speech about a lawful activity.' 218 F. 3d, at 43. Although
respondents now claim that they have not conceded this point,
see Brief for Respondent 35, n. 17, the fact remains that they did
not urge their theories in the lower courts, and in general,
we do not consider arguments for affirmance that were not presented
below. See, e.g., Glover v. United States, 531 U. S. 198, 205
(2001). These concessions should make this an easy case, one
clearly controlled by 44 Liquormart and by Greater New Orleans
Broadcasting Assn., Inc. v. United States, 527 U. S. 173
(1999). At all events, even if we were to entertain these arguments,
neither is persuasive.
Respondents suggest that tobacco advertising is misleading because
'its youthful imagery and ... sheer ubiquity' leads children to
believe 'that tobacco use is desirable and pervasive.' Brief
for Respondents 33; see also Brief for United States as Amicus
Curiae 7 ('[S]o many children lack the maturity in judgment to
resist the tobacco industry's appeals to excitement, glamour, and
independence'). This justification is belied, however, by the
sweeping overinclusivity of the regulations. Massachusetts has done
nothing to target its prohibition to advertisements appealing
to 'excitement, glamour, and independence'; the ban applies with equal
force to appeals to torpor, homeliness, and servility. It has
not focused on 'youthful imagery'; smokers depicted on the sides of
buildings may no more play shuffleboard than they may ride skateboards.
The regulations even prohibit a store from accurately stating
the prices at which cigarettes are sold. Such a display could not
possibly be misleading, unless one accepts the State's apparent
view that the simple existence of tobacco advertisements
misleads people into believing that tobacco use is more pervasive
than it actually is. The State misunderstands the purpose of
advertising. Promoting a product that is not yet pervasively
used (or a cause that is not yet widely supported) is a primary purpose
of advertising. Tobacco advertisements would be no more misleading
for suggesting pervasive use of tobacco products than are
any other advertisements that attempt to expand a market for
a product, or to rally support for a political movement. Any
inference from the advertisements that businesses would like
for tobacco use to be pervasive is entirely reasonable, and
advertising that gives rise to that inference is in no way deceptive.
The State also contends that tobacco advertisements may be restricted
because they propose an illegal sale of tobacco to
minors. A direct solicitation of unlawful activity may of course
be proscribed, whether or not it is commercial in nature. See
Brandenburg v. Ohio, 395 U. S. 444 (1969) (per curiam). The State's
power to punish speech that solicits or incites crime has
nothing to do with the commercial character of the speech. After
all, it is often the case that solicitation to commit a crime is
entirely noncommercial. The harm that the State seeks to prevent
is the harm caused by the unlawful activity that is solicited; it is
unrelated to the commercial transaction itself. Thus there is
no reason to apply anything other than our usual rule for evaluating
solicitation and incitement simply because the speech in question
happens to be commercial. See Carey v. Population Services
Int'l, 431 U. S. 678, 701-702 (1977).
Viewed as an effort to proscribe solicitation to unlawful c